SOX Compliance Manager

Schaumburg, IL

Post Date: 10/17/2017 Job ID: MSOX- NIC Industry: Financial Services

Mark/Ryan is seeking a Sox Compliance Manager for a growing team with a multi-billion dollar financial services company in the northwest suburbs. 

Essential Duties and responsibilities:

  • Lead SOX program of the Bank.
  • Complete SOX risk assessments, materiality assessments and conclude on the scope, including significant accounts and processes.
  • Work with the process owners on updating/enhancing SOX documentation, including process narratives and risk and control matrices.
  • Assess the results of the SOX testing, including the assessment of identified control deficiencies, and work with the process owners on ensuring timely remediation.
  • Coordinate and lead SOX certification process with the business process owners.
  • Document and evaluate the results of SOX assessment and testing and conclude on deficiencies, if any. 
  • Continuously perform control rationalization review
  • support special projects.
  • Additional duties as assigned
  • Bachelor's Degree in Accounting or Finance, MBA a plus
  • CPA- REQUIRED
  • 5+ years of audit experience and 2+ years of managerial experience
  • Expert in Word, Excel, Access and PowerPoint

Nicole LoSchiavo
Recruiting Manager


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